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About

The Frankowski Firm is one of few law firms in the country dedicated to representing consumers against fraudulent stockbrokers and brokerage firms.

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Investor Rights

America’s individual and institutional investors have suffered enormous financial losses in recent years due to misrepresentations, omissions and investment scams perpetrated by brokers and brokerage firms.

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Securities Arbitration

Securities arbitration can be an effective alternative to filing a lawsuit against an individual broker or investment company accused of securities fraud.

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Securities Attorneys

Fighting for Victims of Stockbroker Fraud

The Frankowski Firm is one of few law firms in the country dedicated to representing consumers against fraudulent stockbrokers and brokerage firms. Our attorneys help investors who have been wronged by their financial advisors and have lost substantial amounts of money in the recent chaos in the U.S. financial industry. While our primary office is located in Birmingham, Alabama, we represent clients throughout the country.

Our securities law practice provides individual, institutional, and family investors access to the information and dedicated representation they need to pursue and obtain justice. The Frankowski Firm recognizes that our clients want the personalized attention of experienced attorneys, which is difficult to find at larger practices.

SEC Charges Atlanta Firm With Fraud Over Public Pension Funds
The SEC filed fraud charges against an Atlanta-based investment firm and two of its executives for their handling of the city's pension funds for police, firefighters, transit workers, and other...

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Nationwide Insurance To Pay $8M Penalty
Nationwide Life Insurance Company will pay $8 million to settle charges filed by the SEC alleging that the insurance giant consistently violated pricing rules when processing orders of many of...

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UBS Loses Arbitration, Forced To Pay $200k
UBS lost an arbitration case this week pertaining to the offer and sale of a number of Puerto Rico Fixed Income and Bond funds. The Claimant in the arbitration asserted...

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LPL Financial Fined $11.7M For 'Widespread Supervisory Failures'
FINRA ordered LPL Financial to pay $11.7 million in fines and restitution for what it called "widespread supervisory failures" pertaining to sales of complex products. According to the regulator authority,...

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