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About

Let the staff at The Frankowski Firm use their knowledge and experience as one of a few law firms in the country dedicated to securities law to fight for you.

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Investor Rights

America’s individual and institutional investors have suffered enormous financial losses in recent years due to misrepresentations, omissions and investment scams perpetrated by brokers and brokerage firms.

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Securities Arbitration

Securities arbitration can be an effective alternative to filing a lawsuit against an individual broker or investment company accused of securities fraud.

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Securities Attorneys

Fighting for Victims of Stockbroker Fraud

The Frankowski Firm is one of few law firms in the country dedicated to representing consumers against fraudulent stockbrokers and brokerage firms. Our attorneys help investors who have been wronged by their financial advisors and have lost substantial amounts of money in the recent chaos in the U.S. financial industry. While our primary office is located in Birmingham, Alabama, we represent clients throughout the country.

Our securities law practice provides individual, institutional, and family investors access to the information and dedicated representation they need to pursue and obtain justice. The Frankowski Firm recognizes that our clients want the personalized attention of experienced attorneys, which is difficult to find at larger practices.

Broker Lies About Charging $11M In Commissions For Nontraded REITs and BDCs
FINRA charged a broker for lying to a Native American tribe about the $11 million in commissions he charged when he sold the tribe $190 million in nontraded real estate...

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Stephens, Inc. Submits AWC Letter To FINRA For Failing To Apply Sales Charge Discounts
Stephens, Inc. submitted a letter of Acceptance, Waiver, and Consent to FINRA for failing to apply sales charge discounts to certain customers' eligible purchases of unit investment trusts ("UITs") between...

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Frankowski Firm Investigating UBS Broker
The Frankowski Firm is currently investigating the possible wrongdoing of current UBS Financial Services broker Bradley Ross of Fort Lauderdale, Florida. According to FINRA's BrokerCheck, Ross has been the subject...

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Former Wedbush Securities Broker Defrauds Elderly Customer
  In July 2014, Michael Winegar, formerly a broker with Wedbush ¬†Securities, allegedly convinced an elderly customer to pay him $100,000. Winegar told the 85-year-old customer that he would use...

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