1-888-390-0036

About

The Frankowski Firm is one of few law firms in the country dedicated to representing consumers against fraudulent stockbrokers and brokerage firms.

Read More

Investor Rights

America’s individual and institutional investors have suffered enormous financial losses in recent years due to misrepresentations, omissions and investment scams perpetrated by brokers and brokerage firms.

Read More

Securities Arbitration

Securities arbitration can be an effective alternative to filing a lawsuit against an individual broker or investment company accused of securities fraud.

Read More

Securities Attorneys

Fighting for Victims of Stockbroker Fraud

The Frankowski Firm is one of few law firms in the country dedicated to representing consumers against fraudulent stockbrokers and brokerage firms. Our attorneys help investors who have been wronged by their financial advisors and have lost substantial amounts of money in the recent chaos in the U.S. financial industry. While our primary office is located in Birmingham, Alabama, we represent clients throughout the country.

Our securities law practice provides individual, institutional, and family investors access to the information and dedicated representation they need to pursue and obtain justice. The Frankowski Firm recognizes that our clients want the personalized attention of experienced attorneys, which is difficult to find at larger practices.

Underwriting Firm Charged for Misrepresentations of China-Based Company’s Public Offering
The SEC charged a brokerage firm, Macquarie Capital Inc., for underwriting a public offering after receiving a due diligence report signifying that a China-based company’s offering materials contained misrepresentations. Macquarie...

Read More
SEC Charges 36 Firms for Fraudulent Municipal Bond Offerings
The SEC filed its first enforcement actions against 36 municipal underwriting firms under the Municipalities Continuing Disclosure Cooperation (MCDC) Initiative.  The MCDC is a voluntary self-reporting program.  It aims to...

Read More
SEC Charges Financial Advisor with Stealing $20 Million from Clients
Financial advisor was accused of stealing at least $20 million from clients to fund his own private accounts.  He then misused the majority of the money in extremely unsuccessful options...

Read More
SEC Freezes Ponzi-Like Scheme by Capital Fund Manager in Twitter Stock Sales
The SEC alleges a venture capital fund manager stole funds from one account to cover lost profits in another account in a Ponzi-like act.  The capital fund manager, Gregory Gray,...

Read More